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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 

 
FORM 8-K
 

 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): November 8, 2023
 

 
 
CHARGE ENTERPRISES, INC.
 
 
(Exact name of registrant as specified in its charter)
 
 

 
Delaware
 
001-41354
 
90-0471969
(State or other jurisdiction
of incorporation)
 
(Commission
file number)
 
(I.R.S. Employer 
Identification No.)
   
 
125 Park Avenue, 25th Floor
New York, NY
 
10017
(Address of principal executive offices)
 
(Zip Code)
 
(212)921-2100
(Registrants telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered
Common stock, par value $0.0001
 
CRGE
 
Nasdaq Global Market
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter):
 
Emerging growth company 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 
 


 
 

Item 2.02 Results of Operations and Financial Condition
 
On November 8, 2023, Charge Enterprises, Inc. (sometimes referred to herein as “we,” “us,” “our” or similar terms) issued a press release announcing our financial results for the quarter ended September 30, 2023. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference in its entirety.
 
The information furnished under this Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, and shall not be deemed incorporated by reference into any other filing by us under the Exchange Act or the Securities Act of 1933, as amended, except as otherwise expressly stated in such filing.
 
Item 9.01 Financial Statements and Exhibits
 
(d)  Exhibits
 
Exhibit Number
 
Description
99.1
 
Press Release dated November 8, 2023
104
 
Cover Page Interactive Data File (embedded within the Inline XBRL document).
 
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SIGNATURES
 
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this Form 8-K to be signed on its behalf by the undersigned duly authorized.
 
Dated: November 8, 2023
 
 
CHARGE ENTERPRISES, INC.
 
       
 
By:
/s/ Leah Schweller
 
   
Leah Schweller
Chief Financial Officer
 
 
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